Overview
We The Investors exists to empower individual investors to have their voices heard in the process that shapes financial market regulation. One of the most effective ways to do that is the SEC's public comment process. Below you'll find our past comment letters and a short guide to writing your own. Writing your own letter is the most effective approach, but filing ours also shows regulators how many people support these views. There's strength in numbers.
Our top priority right now: FINRA Rule 5310
FINRA is asking whether to relax Rule 5310, the best execution rule that is supposed to make your broker get you the best price it reasonably can, at the very moment the SEC proposes to rescind Rule 611 and rely on it. Comments are due September 25, 2026, and it takes about two minutes.
Take action on Rule 5310 →Our comment letters
- FINRA Rule 5310: Best Execution (current; read our letter)
- Rule 611: Order Protection Rule
- Order Competition Rule
- Ending Payment For Order Flow
- Regulation NMS
- 13f-2 Short Disclosures
How to write a comment letter
The SEC cares what you think and wants to hear from you. For every proposed rule it solicits public comment, and by law it must read and take into account every comment letter. Signing your name to a form letter is good; writing your own is far more effective, because individual letters elevate your voice and ensure your concerns are acknowledged. Here's how to craft an effective one:
- Learn about the issue and decide on your viewpoint and key arguments. Use our guides if they help.
- Be constructive and professional in tone. This is not the place to attack or insult.
- Email it to rule-comments@sec.gov with the rule's File Number in the subject line. You can attach it as a PDF, Word, or text file, and should note the format in your email.
Want the full walk-through, including a short video? See our Comment Letter How-To.